Skip to main content
Post your CV and find your next job on Indeed!

Risk Compliance Investigator jobs in London

Sort by: -
    • Deliver targeted compliance training to traders and stakeholders.
    • Experience designing and enhancing compliance frameworks across trading, operations, legal,…
    • Drafting, reviewing and maintaining compliance manuals, policies, procedures and governance documentation.
    • This role would suit someone looking to develop broad…
  • View similar jobs with this employer
    • Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews,…
    • You will be assisting on cases relating to accident investigation and fraud prevention.
    • Investigations may include, obtaining CPR compliant statements from…
    • Support the European M&A team in delivering its acquisition plan through provision of robust risk & compliance due diligence.
    • Package: *£Negotiable + Benefits.
    • Challenge first-line risk assessments and promote strong risk culture.
    • Develop and maintain risk registers, dashboards and risk metrics using data analytics.
  • View similar jobs with this employer
    • High risk awareness and ability to identify and reduce risk in a fast-paced environment.
    • Within our global Forensics practice, we have a Forensic Technology &…
    • Based in Greater London (Hybrid):
    • Own the FOI/ICO relationship: oversee internal reviews, coordinate investigations, and represent the Council in regulator…
    • Collaborate with Enterprise risk management to embed cyber risk into broader risk registers and board-level reporting.
    • Provide operational accountability for the organisational risk register and clinical risk management.
    • Experience of risk management, clinical audit, policy…
    • Conduct compliance audits of practice groups and provide feedback.
    • Draft, review, and update risk management policies and procedures.
    • Lead the management of safe driving risks and other business risk categories.
    • This is an excellent opportunity for a Health & Safety professional with…
    • Ability to analyse, interpret and communicate complex technical and operational information to a range of stakeholders, drawing evidence-based conclusions and…
    • View all Office of Rail and Road jobs - London jobs - Inspector jobs in London
    • Salary Search: HM Inspector of Railways - Trainee salaries in London
    • See popular questions & answers about Office of Rail and Road
    • Developing, maintaining and implementing the Inquiry’s security strategy, governance and assurance arrangements, including threat and risk assessments, asset…
    • Investigators work closely with technical specialists, legal colleagues and other government bodies to ensure that lessons are identified, compliance is…

People also searched:

safeguarding
compliance manager
compliance officer
financial crime
governance
kyc
legal
police
private investigator
quality

Job Post Details

Senior Regulatory Compliance Analyst - job post

SEFE Securing Energy for Europe GmbH
London•Hybrid work
You must create an Indeed account before continuing to the company website to apply

Location

London•Hybrid work

Benefits

Pulled from the full job description

  • Company pension

Full job description

IN SHORT

As a Senior Regulatory Compliance Analyst you will act as a trusted advisor to front office trading and commercial teams, ensuring activity across gas, power and LNG markets remains compliant with evolving regulatory requirements. This is a high-impact role at the intersection of energy trading, financial regulation, market conduct compliance, and regulatory change leading through technical expertise, influence, and strong advisory capability.

WHAT WILL YOU DO

As a Senior Regulatory Compliance Analyst you will provide expert compliance advisory to trading and commercial teams on wholesale energy and financial market regulations. You will be the subject-matter expert on REMIT, including market abuse risk, inside information, and reporting obligations, by interpretting and applying key financial regulations, including MiFID, EMIR, MAR, and other global frameworks to the business. You will also;

  • Lead regulatory change initiatives (e.g. REMIT II), translating new rules into practical implementation across the business
  • Maintain and enhance policies, procedures, and control frameworks
  • Support and review trade surveillance, algorithmic trading controls, and monitoring activities
  • Deliver targeted compliance training to traders and stakeholders
  • Prepare management reporting and regulatory-facing submissions
  • Act as a key point of contact for regulators, legal counsel, auditors and industry forums

WHAT WILL YOU BRING

Your previous knowledge and understanding of both physical and financial commodities, particularly wholesale Gas, Power, LNG, base metals or broader commodities trading is key to success. You are confident operating in the front-office environment, interpreting regulation, leading change, and engaging with senior stakeholders and regulators. You will also have;

  • excellent understanding of REMIT obligations, market abuse risks, inside information, suspicious transaction and order reporting, and wholesale energy reporting requirements
  • experience designing and enhancing compliance frameworks across trading, operations, legal, risk, finance, systems and reporting teams
  • ability to translate complex rules into practical business guidance as well as experience in implementing new regulatory frameworks
  • Knowledge of financial derivatives regulation: MiFID, EMIR and MAR are essential.
  • Regulatory change project experience
  • Strong stakeholder management

ABOUT US

SEFE is an international energy company anchored in Europe, delivering energy solutions that ensure reliable and affordable supply. Our activities span the entire energy value chain – from origination and trading to sales, transport and storage. With decades of trading expertise and a growing LNG portfolio, SEFE is one of Europe’s leading suppliers to industrial customers, providing more than 200 TWh of gas and power each year. We supply over 50,000 clients, from small businesses to municipalities and multinational organisations. By investing in clean energies, we support our customers on their decarbonisation journey and contribute to the energy transition. SEFE employs over 2,000 people worldwide and is owned by the Federal Government of Germany.


Securing energy – now and for the future.

OUR BENEFITS

We’re committed to creating an inclusive environment that embraces diversity and fosters the development of knowledge, skills, and experience. Whatever your role, you’ll find an open, welcoming atmosphere that empowers you, and recognises your contribution.

In return we offer a competitive starting salary supported by a comprehensive range of financial, lifestyle and wellness benefits with the flexibility to follow a hybrid working model.

  • bonus earning potential
  • non-contributory pension with 10% employer contribution
  • 25 days holiday plus bank holidays and volunteering days
  • buy / sell holidays
  • life assurance
  • medical and dental insurance (family cover)
  • range of optional flexible benefits

We are committed to supporting your career growth with opportunities to develop both your knowledge and experience through a blended approach to learning.

Join SEFE and help us secure energy supply across Europe and shape a better, more sustainable tomorrow.

Let Employers Find YouUpload Your Resume