8 important compliance certifications for various industries

By Indeed Editorial Team

Updated 25 January 2023

Published 9 May 2022

The Indeed Editorial Team comprises a diverse and talented team of writers, researchers and subject matter experts equipped with Indeed's data and insights to deliver useful tips to help guide your career journey.

Different industries have compliance certifications to ensure that an individual is competent in a specific line of work. Employers typically seek staff that are aware of various industry standards and regulations, so obtaining an industry-specific compliance certification can improve your chances of securing work. There are many different certifications to consider, depending on your industry, so it can be useful to know which ones are best suited to your career. In this article, we look at the benefits of obtaining these certifications and look at a list of eight important certifications in compliance for various industries.

What are the benefits of obtaining compliance certifications?

There are several benefits of obtaining compliance certifications, which include:

Enhance your skills

A compliance certification provides you with a framework to develop your existing skills further to align with your career goals, and in many cases, they're a legal requirement for certain industries. Obtaining this type of certification can give you a more comprehensive understanding of the industry and the work that you do within it. This can improve your confidence and competency levels, which can lead to increased job performance.

Related: The best certifications to advance your career

Improve your chances of getting a job

Obtaining a compliance certification can make you more desirable to employers. The reason behind this is that a compliance certification demonstrates your skills and it highlights to employers that you're capable of completing the work and have the necessary experience. If an employer has to choose between a candidate who has a certificate and one who hasn't, they're more likely to choose the candidate with the certification.

Apply for more senior roles

Obtaining a compliance certification can allow you to apply for more senior roles within a company. Many senior roles within companies require a certification due to the technical requirements of the job. Gaining this type of certification can therefore allow you to advance in your career and progress to a higher-paid and more specialised role.

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8 important certifications in compliance

Below are eight important certifications in compliance for several different industries:

Finance certifications in compliance

Due to the ever-changing nature of the financial services industry, companies rely on compliance professionals to effectively handle change while still meeting various compliance standards. There are many different finance certifications in compliance that you could consider obtaining, which include:

1. Diploma in Investment Compliance

The Chartered Institute for Securities and Investment (CISI) offers learners the opportunity to obtain a diploma in investment compliance. This is a useful qualification that can give you in-depth knowledge about the regulatory framework of the financial services industry from a domestic and global perspective. The course requires candidates to successfully pass three examinations over two years to gain the certification. Although not essential for a role in financial compliance, this qualification can provide you with a comprehensive understanding of compliance, in relation to the financial services industry, and is widely recognised among employers.

Related: How to advance up the corporate ladder to improve your career

2. International Advanced Certificate in Regulatory Compliance

Another option is the International Compliance Association's Advanced Certificate in Regulatory Compliance. This is a slightly shorter certification that educates you on financial compliance over a six-month period. Candidates can complete the course on-site or remotely, although two workshop sessions require in-person attendance. This certificate is ideally suited for individuals looking to apply for junior or entry-level compliance roles. The course can provide you with basic financial compliance knowledge, with a focus on financial crime and anti-money laundering tactics.

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3. Fixed Income and Derivative Compliance Certification

The International Capital Market Association (ICMA) offers a certification that focuses on compliance in income and derivatives. This course is ideally suited for individuals that are already in the industry, perhaps as back-office compliance officers, and it gives candidates the tools to advance to a middle office role. Also known as the Fixed Income Certificate, this course offers learners an expanded knowledge of financial products and a deeper understanding of trading, investments and risk management. If you already work in banking and want to progress into a more senior role, this is an excellent compliance certificate to obtain.

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Cybersecurity certifications in compliance

Cybersecurity compliance is an important aspect of the industry because it helps to protect the integrity, security and confidentiality of data. Below are a few of the most popular cybersecurity certifications in compliance:

1. CompTIA Cybersecurity Analyst (CySA+)

The CompTIA CySA+ certification is for intermediate learners and can be an excellent way for you to validate your skills and knowledge in cybersecurity. It's designed to help learners progress towards a more senior cybersecurity role, such as a compliance analyst or incident responder. This course covers the following topics:

  • threat management and vulnerability assessment

  • software and system security

  • compliance and assessment

  • security operations

  • incident response

The course also includes an examination that blends multiple-choice and performance-based questions to test a candidate's practical and theoretical knowledge. At least three years of industry experience may be necessary before undertaking this qualification.

Related: How to develop your skill set for career success

2. Certified Information System Security Professional (CISSP)

The CISSP certification is highly sought after by employers and is well-respected within the cybersecurity industry. It's a common requirement for many senior roles in IT organisations and cybersecurity firms. There's no specific course to take and self-study is acceptable, although the International Information System Security Certification Consortium (IISSCC) provides a training finder tool that can help you to find courses that apply to your role. To obtain the qualification, at least five years of industry experience across two areas may be necessary. These areas include:

  • security and risk management

  • security architecture and engineering

  • asset security

  • communication and network security

  • identity and access management

  • security assessment and testing

  • security operations

  • software development security

3. Certified Information Privacy Professional (CIPP)

The CIPP is a certification developed by the International Association of Privacy Professionals (IAPP) and focuses on privacy laws and regulations. It's an internationally recognised qualification and many cybersecurity employers seek individuals that have this certification. The course looks at data privacy laws and regulations on a global scale and includes various enforcement models.

Candidates that obtain this certification can gain an in-depth knowledge of the legal requirements for handling and transmitting data to ensure that a company is fully compliant. Individuals with this certification can typically command a higher salary and enjoy increased job opportunities. This is also an ideal certification for individuals that want to transition into a leadership role.

Construction certifications in compliance

Compliance is an important part of the construction industry as it facilitates safe work environments and projects that meet various health and safety standards. There are several different construction certifications in compliance that you could consider earning, which include:

1. Certificate in Building Surveying Practice

The Royal Institute of Chartered Surveyors offers a certificate in building surveying practice that covers a wide range of roles in the construction industry. This certificate outlines the core principles of building surveying, including compliance and legal regulations for projects. It's ideally suited for individuals that work in the building surveying sector and it provides the core knowledge required to advance in the industry.

In addition, the course provides candidates with an in-depth understanding of how to inspect and maintain buildings. The course is useful for those who are looking to complete the assessment of professional competence (APC) in building surveying and shows learners how to evaluate the different stages of design and construction work with a compliance-related focus. The course's modules include:

  • building inspection

  • pathology

  • contract administration

  • regulatory compliance in property management

2. Building Regulations and Control Certificate

The National House Building Council offers a building regulations and control certificate that provides candidates with a comprehensive understanding of building regulations and construction-related compliance. This certification is perfectly suited for site managers and individuals working in the trade. It's a structured course that covers the fundamentals of building control, procedures and compliance in the construction industry.

The course runs for two days and provides learners with a fundamental understanding of construction-related legislation and how to navigate compliance issues in the industry. It's a great course for those that are relatively new to the industry because it covers all the basics while outlining how a non-compliant site carries inherent risks.

Please note that none of the companies, institutions or organisations mentioned in this article are affiliated with Indeed.


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