Skip to main content
Post your CV and find your next job on Indeed!

trainee financial planner jobs

Sort by: -
    • Trainee Financial Planning Compliance Officer*.
    • NJR Recruitment is working in Partnership with an Independent Firm of Financial Planners who is seeking a…
    • Minimum level 4 qualification in regulated financial planning, with the ability to provide personal financial advice in the UK.
    • Strong technical knowledge across pensions, investments and financial planning.
    • The business provides holistic financial planning and investment advice to…
  • View similar jobs with this employer
    • This role combines financial planning, paraplanning, and client service, giving you exposure to all areas of wealth management while supporting senior Planners.
    • Carry out structured financial reviews and implement suitable planning strategies.
    • Confident user of Microsoft Office; experience with financial planning tools…
    • Experience in a financial planning or wealth management environment.
    • Within your first six months, we will work with you with the aim of progressing into a full…
    • Deliver financial plans and advice: in accordance with Progeny’s regulatory standards and rules, you will communicate financial plans and advice cohesively,…
    • Interest in finance, investments or financial planning.
    • Support the Director in the preparation of financial planning reports and suitability letters.

People also searched:

trainer
transport
transport planner
financial advisor
ifa
planner scheduler
planning
production planner
project planner
scheduler

Job Post Details

NJR Recruitment logo

Trainee Financial Planning Compliance Officer - job post

NJR Recruitment
Manchester
£33,000 - £35,000 a year - Permanent, Full-time

Job details

Pay

  • £33,000 - £35,000 a year

Job type

  • Permanent
  • Full-time

Location

Manchester

Full job description

Trainee Financial Planning Compliance Officer

Location: Manchester City Centre

Salary: £35,000

Working towards the CII Level 4 Exams

About the Role

NJR Recruitment is working in Partnership with an Independent Firm of Financial Planners who is seeking a proactive and detail-oriented Candidate to take the step in to ‘Trainee Compliance Officer’ role. The successful candidate will play a key role in maintaining high standards of regulatory compliance and suitability of advice across the business.

This role is ideal for someone who has proven experience working for a firm of Financial Planners or an Provider as an Administrator or Trainee Paraplanner/Paraplanner who is eager to develop their career in a supportive and professional environment.

Key Responsibilities

" Conduct file checks to assess suitability of advice

" Perform call checks to ensure compliance with advice standards

" Assess vulnerability characteristics and identify necessary support

" Deliver clear and structured feedback to advisers and paraplanners

" Provide ad-hoc compliance support to business departments

" Ensure adherence to FCA regulations, legislation, and internal policies

" Assist in implementing and maintaining robust compliance procedures

Requirements

" Ideally working towards CII Level 4 qualified, or completed 1-2 exams and actively working towards full qualification

" Minimum 1 year of experience in compliance or a related role

" Strong attention to detail and analytical skills

" Effective communication and interpersonal abilities

" Confidence in delivering constructive feedback

Apply today via NJR Recruitment or call quoting the reference NJR16457

Please note: Due to a high volume of applications, if your CV does not reflect the essential requirements, or you answer 'no' to key screening questions, we may not be able to contact you.

#adm

Pay: £33,000.00-£35,000.00 per year

Work Location: In person

Let Employers Find YouUpload Your Resume